Organization/Internal Controls |
- Is there a strong system of internal controls, including:
- Creation and publication of a PSEA code of conduct, and
- Strategies for (1) awareness of stakeholders; (2) sub-awardee PSEA compliance; and (3) how SEA is prevented, detected, addressed, and resolved.
- How are the prohibitions and policies made clear, enforceable, valued, and comprehensive?
- How are PSEA and other safeguarding protections integrated into programming, compliance, and human-resources processes?
- Have there been efforts to build staff capacity if the organization is new, or working with new or small partners?
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Risk Assessment |
- How is the project risk assessment specific and relevant to the country, region, and program?
- What role do various factors have in SEA risks, including:
- Conflict and disaster response,
- Gender inequality and vulnerable populations,
- Power imbalances and perceptions of authority,
- Personnel deployment and remote locations,
- Type and method of service provision,
- For example: does it involve individual interactions?
- Sub-awardees capacity,
- Others.
- How have the risk assessment findings been addressed in the program design and plans for action and monitoring?
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Empowerment & Feedback |
- What mechanisms are in place to provide PSEA information and receive beneficiary feedback? Are these two-way conversations?
- How are these mechanisms safe, confidential, and accessible?
- How are beneficiaries empowered to report?
- For example: are they aware of PSEA Codes of Conduct?
- How is beneficiary feedback incorporated into PSEA implementation?
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Plan & Prevent |
- How and how often are staff, volunteers and beneficiaries sensitized/trained?
- Is there a focal point in the country/regional office for PSEA?
- What procedures on recruitment, screening, training, deployment, management, and performance include PSEA?
- How are protections tailored to the risk environment?
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Detect |
- How are SEA violations reported and referred internally and externally?
- Is there mandatory reporting and multiple channels to report?
- Are the reporting mechanisms tailored and accessible?
- For example: comprehensive anonymous staff surveys, app-based reporting systems.
- What routine efforts are taken to monitor for SEA in the field?
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Address & Resolve |
- How are critical protection issues responded to?
- How has the survivor been placed at the center of the process? What resources are available to them?
- What are the reporting, investigation, and adjudicative procedures, and how are they safe, confidential, comprehensive, protective, compassionate, and fair?
- How is senior management involved?
- Are these procedures unbiased and performed by qualified individuals?
- Is the response timely and consistent?
- What are the mechanisms for due process & appropriate accountability?
- How is the organization transparent on employment procedures?
- How are the statuses of cases tracked?
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Comment
Make a general inquiry or suggest an improvement.